Court Documents

This official website is maintained by the Claims Administrator retained and supervised by Class Counsel. Below are links to certain Court documents related to the Settlements. Additional case documents may be found on PACER’s Case Management/Electronic Case Files (CM/ECF) (Note: you may be require to pay a fee to access certain documents).

• 6.15.21 – Stipulation and Agreement of Settlement with State Street Corporation and State Street Bank and Trust Company
• 6.16.21 – Order Granting Preliminary Approval to Settlement with State Street Corporation and State Street Bank and Trust Company
• 4.29.22 – Stipulation and Agreement of Settlement with JPMorgan Chase Bank, N.A., J.P. Morgan Securities plc (f/k/a J.P. Morgan Securities Ltd.), and J.P. Morgan Securities LLC (f/k/a J.P. Morgan Securities Inc.)
• 5.2.22 – Order Granting Preliminary Approval to Settlement with JPMorgan Chase Bank, N.A., J.P. Morgan Securities plc (f/k/a J.P. Morgan Securities Ltd.), and J.P. Morgan Securities LLC (f/k/a J.P. Morgan Securities Inc.)
• 11.17.22 – Order Approving Class Notice Plan, Preliminarily Approving Distribution Plan for Class Action Settlements with Defendants JPMorgan Chase Bank, N.A., J.P. Morgan Securities PLC, J.P. Morgan Securities LLC, State Street Corporation, and State Street Bank and Trust Company, and Scheduling Hearing for Final Approval of the Settlements
• 03.21.2023 Judge Victor Marrero Order Vacating Deadlines
• 10.16.23 - Fifth Amended Consolidated Class Action Complaint
• 1.22.24- Order Amending Certain Deadline In Order Amending Certain Deadlines in Amended Preliminary Approval Orders (ECF No. 427)
• 5.31.2023 Judge Victor Marrero Letter Granting New Schedule Leading to Final Approval
• 7-11-2023 Amended Stipulation and Agreement of Settlement with Natixis S.A.
• 7-11-2023 Amended Stipulation and Agreement of Settlement with Unicredit Bank AG
• 7-11-2023 Claim Submission Instructions
• 7-12-2023 Amended UniCredit Preliminary Approval Order
• 7-12-2023 Amended Natixis Preliminary Approval Order
• 10-30-2023 Memorandum of Law in Support of Plaintiffs' Motion for Final Approval of Class Action Settlements with Defendants State Street Corporation and State Street Bank and Trust Company; JPMorgan Chase Bank, N.A., J.P. Morgan Securities PLC, and J.P. Morgan Securities LLC; Unicredit Bank AG; and Natixis S.A.
• 10-30-2023 Joint Declaration of Kristen M. Anderson, Gregory S. Asciolla, Vincent Briganti, and Todd A. Seaver in Support of Motion for Final Approval of Settlements and Motion for an Interim Award of Attorneys' Fees and Reimbursement of Expenses
• 10-30-2023 Memorandum of Law in Support of Co-Lead Counsel's Motion for an Interim Award of Attorneys' Fees and Reimbursement of Expenses
• 10-30-2023 Declaration of Jack Ewashko on Behalf of A.B. Data, Ltd. Regarding Notice Administration
• 10-30-2023 Lead Counsel Declarations In Support of Plaintiffs’ Motion for an Interim Award of Attorneys’ Fees and Reimbursement of Expenses
• 11-20-2023 Order Amending Certain Deadlines in Amended Preliminary Approval Orders (ECF Nos. 281, 382)
• 4-19-24 - Judgment Approving Class Action Settlement - Natixis S.A.
• 4-19-24 - Judgment Approving Class Action Settlement - UniCredit Bank AG
• 4-19-24 - Judgment Approving Class Action Settlement - State Street Corporation and State Street Bank and Trust Company
• 4-19-24 - Judgment Approving Class Action Settlement - JPMorgan Chase Bank, N.A., J.P. Morgan Securities plc (f/k/a J.P. Morgan Securities Ltd.), and J.P. Morgan Securities LLC (f/k/a J.P. Morgan Securities Inc.)
• 4-19-24 - Order Awarding Interim Attorneys' Fees and Payment of Litigation Expenses
• 7.26.24 – Stipulation and Agreement of Settlement with Bank of America, N.A., Merrill Lynch International, Natwest Markets PLC, Natwest Markets Securities Inc., Nomura International PLC, UBS AG, UBS Europe SE, UBS Securities LLC, Citigroup Global Markets Inc., Citigroup Global Markets Limited, Jefferies International Limited, and Jefferies LLC
• 7.29.24 - Order Granting Preliminary Approval to Settlement
• 2024-10-18 - Co-Lead Counsel Declarations
• 2024-10-18 - Motion for Attorney Fees Litigation Expenses and Service Awards
• 2024-10-18 - Motion for Final Approval of Class Action Settlement Document with Bank of America, N.A., Merrill Lynch International, Natwest Markets PLC, Natwest Markets Securities Inc., Nomura International PLC, UBS
• 2024-10-18 - Joint Declaration in Support of Motion for Final Approval
• 2024-10-18 - Declaration of AB Data Ltd re Notice Administration